Date: 05/28/2025
Session Start Time: 12:00 pm EST
Session End Time: 1:00 pm EST
Location: Virtual
To register: https://events.zoom.us/
Canada’s securities regulators are considering several proposals that fundamentally transform dispute resolution for Canadian investors. These include:
- Binding authority for the Ombudsman for Banking Services and Investments (OBSI)
- ‘Modernizing’ the CIRO arbitration program.
- Distributing funds ordered disgorged to harmed investors.
The way investor disputes are resolved has real implications for both wealth business models and investors.
This panel will explore:
- Real world impacts for wealth business and investors.
- Canada’s approach relative to other countries.
- Fairness principles.
- The role of regulators … and lawyers.
This session is valuable for those who service investors in Canada and for those who work to resolve their disputes.
Speakers:
Alistair Crawley | Partner | Crawley MacKewn, Brush LLP
Sarah Bradley | Ombudsman & Chief Executive Officer | Ombudsman for Banking Services and Investments (OBSI)
Tatsiana Okun | Associate General Counsel, Litigation | Canadian Investment Regulatory Organization (CIRO)