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Why Changes to Investor Dispute Resolution in Canada Matter … A lot

Date: 05/28/2025

Session Start Time: 12:00 pm EST

Session End Time: 1:00 pm EST

Location: Virtual

To register: https://events.zoom.us/

 

Canada’s securities regulators are considering several proposals that fundamentally transform dispute resolution for Canadian investors. These include:

  • Binding authority for the Ombudsman for Banking Services and Investments (OBSI)
  • ‘Modernizing’ the CIRO arbitration program.
  • Distributing funds ordered disgorged to harmed investors.

The way investor disputes are resolved has real implications for both wealth business models and investors.

This panel will explore:

  • Real world impacts for wealth business and investors.
  • Canada’s approach relative to other countries.
  • Fairness principles.
  • The role of regulators … and lawyers.

This session is valuable for those who service investors in Canada and for those who work to resolve their disputes.

 

Speakers: 

Sarah Bradley | Ombudsman & CEO | Ombudsman for Banking Services and Investments (OBSI)

Alistair Crawley | Partner | Crawley MacKewn Brush LLP

Naizam Kanji | General Counsel | Ontario Securities Commission (OSC)

Tatsiana Okun | Associate General Counsel, Litigation | Canadian Investment Regulatory Organization (CIRO)

 

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