Menu
* Please note that some media outlets require a subscription to access content and also that some links may become inactive over time.
Date |
Outlet |
Title of Article |
URL |
8-December-22 | The Globe and Mail | “What investment industry stakeholders are looking for from the new self-regulatory organization” | Click here |
7-December-22 | Wealth Professional | “How BIPOC advisor carved a niche as a cross-border specialist” | Click here |
5-December-22 | Advisor’s Edge | “New SRO should oversee Quebec’s fund dealers: IIAC” | Click here |
30-November-22 | The Globe and Mail | “Desjardins to acquire Guardian Capital’s insurance, wealth management operations for $750-million” | Click here |
21-November-22 | Investment Executive | “Cross-border expertise with a caring approach” | Click here |
10-November-22 | Investment Executive | “CSA to consider market data reforms” | Click here |
31-October-22 | Cision | “Raymond James Portfolio Manager Shiraz Ahmed named the winner of 2022 IIAC Top Under 40 Award” | Click here |
28-October-22 | Investment Executive | “Shiraz Ahmed named 2022 IIAC Top Under 40 award winner” | Click here |
28-October-22 | Canada Today | “Saskatchewan: Investor Protection Lighthouse?” | Click here |
17-October-22 | Advisor’s Edge | “IIAC seeks stricter regulation of market data fees” | Click here |
14-October-22 | Wealth Professional | “Digital assets are here now and will remain” | Click here |
11-October-22 | Investment Executive | “Saskatchewan: Beacon of investor protection?” | Click here |
20-September-22 | The Globe and Mail | “Raymond James’s chief executive aims to add $30-billion in assets over five years” | Click here |
19-September-22 | Investment Executive | “Retail brokerages weathered a rough second quarter” | Click here |
1-September-22 | Finance et Investissement | “La croissance de l’effet de levier est un risque potentiel pour les clients” | Click here |
29-August-22 | Investment Executive | “Fight over CRM3 feels familiar” | Click here |
24-August-22 | Investment Executive | “Growth in client leverage a potential risk” | Click here |
16-August-22 | Wealth Professional | “New SRO must provide a better investor experience” | Click here |
9-August-22 | Investment Executive | Op-Ed: “Interest rate benchmark reform requires careful execution and strong collaboration” | Click here |
27-July-22 | Finance et Investissement | “Deux Québécois récompensés par les Prix d’excellence en leadership 2022” | Click here |
26-July-22 | Financial Post | “Financial Post columnist among 2022 inductees to Canada’s Investment Industry Hall of Fame” | Click here |
25-July-22 | Investment Executive | “IIAC inducts three to Hall of Fame” | Click here |
25-July-22 | Advisor’s Edge | “IIAC inducts three to Hall of Fame” | Click here |
27-June-22 | Advisor’s Edge | “IIROC’s Kriegler to lead new SRO” | Click here |
27-June-22 | Investment Executive | “IIROC’s Kriegler to lead new SRO” | Click here |
13-June-22 | Investment Executive | “CDOR, CORRA and T+1, oh my!” | Click here |
10-June-22 | Wealth Profesional | “A big thank you to the judges of the 2022 Wealth Professional Awards” | Click here |
2-June-22 | PWC Tax Insights | “FATCA and CRS – Canada Revenue Agency outlines audit plans” | Click here |
16-May-22 | Investment Executive | “Tougher rules for complaints reporting draw criticism” | Click here |
25-April-22 | Finance et Investissement | « Les bénéfices du secteur de l’investissement s’envolent » | Click here |
25-April-22 | The Globe and Mail | “Critics question approval of Ontario group to certify financial advisers, planners” | Click here |
19-April-22 | Investment Executive | “Investment industry profits soar” | Click here |
19-April-22 | Finance et Investissement | « Un processus contesté » | Click here |
19-April-22 | Finance et Investissement | « Objectif : une surveillance proportionnée » | Click here |
6-April-22 | Investment Executive | “IIAC calls for nominations for Top Under 40 and other awards” | Click here |
30-March-22 | The Globe and Mail | “Ontario ramps up life insurance agent oversight amid advisor-planner title standards uncertainty” (for subscribers) | Click here |
29-March-22 | Conseiller | « La nouvelle loi sur les marchés financiers rejetée » | Click here |
25-March-22 | Globe Advisor Weekly Newsletter | “IIAC to put a priority on lobbying for the reduction of duplicate regulation” | Click here |
22-March-22 | Wealth Professional | “Don’t disregard households in suitability considerations, says IIAC” | Click here |
21-March-22 | Investment Executive | “Industry gives “thumbs down” to new capital markets act” | Click here |
20-March-22 | The Globe and Mail | “Scotiabank eliminates funds with embedded advisory fees for discount brokerage” (for subscribers) | Click here |
11-March-22 | Insurance Portal | “Proper training and controls can mitigate insider cyber threats” (for subscribers) | Click here |
10-March-22 | Portail de l’Asssurance Portal | « Réformes axées sur le client?: il faut améliorer l’expérience des conseillers » (for subscribers) | Click here |
3-March-22 | Insurance Portal | “Client-focused reforms: advisor experience needs improvement” (for subscribers) | Click here |
22-February-22 | Investment Executive | “Industry and investors divided over OBSI review” | Click here |
18-February-22 | Finance et Investissement | « Les sociétés d’investissement sont visées par les mesures de la loi d’urgence » | Click here |
16-February-22 | Advisor’s Edge | “Investment firms being swept into Emergency Act measures” | Click here |
15-February-22 | Investment Executive | “Executive moves this week” | Click here |
14-February-22 | Wealth Professional | “The IIAC announces upcoming appointment of Tim Currie” | Click here |
11-January-22 | Advisor’s Edge | “Market data faces scrutiny from U.K. regulator” | Click here |
11-January-22 | Investment Executive | “Market data faces scrutiny from U.K. regulator” | Click here |
21-December-21 | Wealth Professional | “Don’t let Ontario’s title protection add to regulatory confusion, IIAC says” | Click here |
20-December-21 | Investment Executive | Op-Ed: “Shortening Canada’s settlement cycle … again” | Click here |
22-November-21 | Advisor’s Edge | “IIAC flags problem of accurately valuing thinly traded securities” | Click here |
22-November-21 | Investment Executive | “Time to reform valuation practices, IIAC says” | Click here |
22-November-21 | Investment Executive | “A steady hand at the IIAC helm” | Click here |
22-November-21 | Investment Executive | “Proposed prospectus exemption raises alarm” | Click here |
15-November-21 | Wealth Professional | “Listed issuer exemption could leave investors exposed, CSA warned” | Click here |
15-November-21 | Advisor’s Edge | “Client assets soar during pandemic: IIAC” | Click here |
15-November-21 | Investment Executive | “Client assets soar during pandemic: IIAC” | Click here |
4-November-21 | Finance et Investissement | « De Croesus à Valsoft » | Click here |
2-November-21 | Investment Executive | “IIAC finalists prioritize public service” | Click here |
1-November-21 | Investment Executive | “From cold calling to top honours” | Click here |
29-October-21 | Wealth Professional | Op-Ed: “Short-term credit market functioning and projected policy” | Click here |
13-October-21 | Portail de l’assurance | « L’industrie partagée sur le cadre réglementaire des organismes d’autoréglementation » | Click here |
12-October-21 | Investment Executive | “Jonathan Lin named 2021 winner of IIAC Top Under 40 award” | Click here |
12-October-21 | Advisor’s Edge | “Jonathan Lin named 2021 winner of IIAC Top Under 40 award” | Click here |
12-October-21 | Investment Executive | “Disclosure reforms draw praise, concern” | Click here |
6-October-21 | Insurance Portal | “Industry groups respond to regulators’ self-regulatory organization consultation paper” | Click here |
5-October-21 | Wealth Professional | “Industry stakeholders weigh in on new SRO plans” | Click here |
27-September-21 | Wealth Professional Magazine | “An evolution in self-regulation” | Click here |
23-September-21 | Tax Notes | “Investor Groups Ask IRS to Suspend E-File Rule for Foreign Filers” | Click here |
23-September-21 | Conseiller | « Encore un jury de qualité pour le concours « Les conseillers à l’honneur! » | Click here |
20-September-21 | Investment Executive | “Client ID proposal raises industry ire” | Click here |
20-September-21 | Finance et Investissement | « Réactions polarisées au Québec » | Click here |
20-September-21 | Advisor’s Edge | “IIAC releases Top Under 40 nominees” | Click here |
20-September-21 | Investment Executive | “IIAC releases Top Under 40 nominees” | Click here |
30-August-21 | Investment Executive | “Banks unfazed by success of independent brokerages” | Click here |
23-August-21 | Advisor’s Edge | “Groups call for KYC to go beyond minimum standards” | Click here |
23-August-21 | Investment Executive | “Groups call for KYC to go beyond minimum standards” | Click here |
12-August-21 | Finance et Investissement | « Nouvel OAR : on doit miser sur l’expertise de l’OCRCVM » | Click here |
9-August-21 | Conseiller | « FNB : un beau parcours » | Click here |
6-August-21 | Finance et Investissement | « Nouvel OAR : accueil positif de la CSF » | Click here |
4-August-21 | Wealth Professional | Op-Ed: “The evolution of Canadian ETF product offerings” | Click here |
4-August-21 | Wealth Professional | “IIAC welcomes new president and CEO” | Click here |
3-August-21 | The Globe and Mail | “Canadian regulators to create new watchdog for investment industry, replacing IIROC and MFDA” | Click here |
3-August-21 | Media in Toronto | “Laura Paglia Becomes New Head Of IIAC” | Click here |
21-July-21 | Investment Executive | Op-Ed: “Expanded cost reporting poses an important and challenging task” | Click here |
14-July-21 | Finance et Investissement | « Solution proposée au problème d’information au client » | Click here |
8-July-21 | Conseiller | « Découvrez les intronisés du Temple de la renommée » | Click here |
29-June-21 | Advisor’s Edge | “IIAC announces 2021 hall of fame inductees” | Click here |
29-June-21 | Investment Executive | “IIAC names 2021 hall of famers” | Click here |
25-June-21 | Wealth Professional | “IIAC urges FSRA to minimize title-protection burden” | Click here |
25-June-21 | Bank of Canada | “Bank of Canada to be closed in observance of National Day for Truth and Reconciliation on September 30, 2021” | Click here |
16-June-21 | Finance et Investissement | « D’excellents résultats, malgré les perturbations » | Click here |
14-June-21 | Investment Executive | “Retail trading fuels industry profits in Q1” | Click here |
10-June-21 | Advisor’s Edge | “IIAC names new board leader” | Click here |
10-June-21 | Investment Executive | “IIAC names new chairman” | Click here |
10-June-21 | Compliance News | “IIAC Names Board Chair and Vice-Chair” | Click here |
8-June-21 | Wealth Professional | “Dealer platform advances fuel wealth industry performance: IIAC” | Click here |
26-May-21 | Investment Executive | Op-Ed: “Complex exempt market offerings require more vigorous oversight” | Click here |
10-May-21 | The Hill Times | Op-Ed: “About time to get a grip on money-laundering problems in Canada” | Click here |
3-May-21 | Investment Executive | Op-Ed: “Budget 2021 was a disappointment to the investment industry” | Click here |
30-April-21 | Finance et Investissement | « OCRCVM : une écoute appréciée » | Click here |
28-April-21 | Wealth Professional | “What Canadians like and don’t like about the budget” | Click here |
27-April-21 | Portail de l’assurance | « Le commerce des valeurs mobilières surperforme pendant la pandémie de la COVID-19 » | Click here |
26-April-21 | Insurance Portal | “Deadlines approach for industry awards nominations” | Click here |
22-April-21 | Insurance Portal | “Investment industry outperforms during the pandemic” | Click here |
21-April-21 | Insurance Portal | “Mixed industry response to 2021 federal budget” | Click here |
21-April-21 | Wealth Professional | “Federal budget fails to inspire investor confidence, says IIAC” | Click here |
21-April-21 | The Globe and Mail | “Shaw family invests in wealth manager Grayhawk” | Click here |
21-April-21 | Finance et Investissement | « L’ACCVM nomme une nouvelle présidente et chef de la direction » | Click here |
19-April-21 | Finance et Investissement | « Souplesse bien reçue » | Click here |
19-April-21 | Investment Executive | “Canadian asset managers targeting ESG boutiques” | Click here |
16-April-21 | Investment Executive | Op-Ed: “How to integrate the CIPF into a consolidated SRO” | Click here |
12-April-21 | Investment Executive | “Laura Paglia named next IIAC head” | Click here |
12-April-21 | Advisor’s Edge | “Laura Paglia named next IIAC head” | Click here |
12-April-21 | Wealth Professional | “IIAC unveils new president and CEO” | Click here |
12-April-21 | Insurance Portal | “The Investment Industry Association of Canada appoints new president” | Click here |
8-April-21 | The Globe and Mail | “Investment-industry regulator drops plan for minor-offence program” | Click here |
8-April-21 | The Hill Times | Op-Ed: “Steps Ottawa can take to restore fiscal stability” | Click here |
8-April-21 | Wealth Professional | “Canada can start afresh from CMAIO pause, says IIAC CEO” | Click here |
7-April-21 | Investment Executive | “Shuttering of national securities regulator came as no surprise to industry” | Click here |
7-April-21 | Advisor’s Edge | “Shuttering of national securities regulator came as no surprise to industry” | Click here |
1-April-21 | Investment Executive | “Letter: Industry has made significant progress on strategic issues throughout pandemic” | Click here |
1-April-21 | Wealth Professional | “SRO consolidation is ‘inevitable’, say industry groups” | Click here |
31-March-21 | Investment Executive | Op-Ed: “Positive surprises during the pandemic” | Click here |
31-March-21 | The Globe and Mail | “Federal and provincial governments shutting down national securities regulator project, sources say” | Click here |
31-March-21 | The Globe and Mail | “Investment industry groups push for quicker merger of regulators” | Click here |
31-March-21 | Investment Executive | “Industry group recommends advice-focused SRO” | Click here |
31-March-21 | Advisor’s Edge | “Industry group recommends advice-focused SRO” | Click here |
31-March-21 | The Canadian Business Journal | “Investment Industry SRO Forum makes submission to CSA” | Click here |
31-March-21 | Zone Bourse | « Le forum du secteur des placements sur les organismes d’autoréglementation (OAR) dépose un mémoire aux ACVM » | Click here |
31-March-21 | Street Insider | « Le forum du secteur des placements sur les organismes d’autoréglementation (OAR) dépose un mémoire aux ACVM » | Click here |
31-March-21 | Yahoo Finance | “Investment Industry SRO Forum makes submission to CSA” | Click here |
31-March-21 | Canada News Media | “Investment industry groups push for quicker merger of regulators – The Globe and Mail” | Click here |
26-March-21 | Wealth Professional | “Ontario on the right track with latest budget, says IIAC” | Click here |
26-March-21 | Finance et Investissement | « Cinq façons dont la COVID-19 a modifié pour de bon la gestion de patrimoine » | Click here |
24-March-21 | The Globe and Mail | “Groups call for small business to be the focus of the federal budget” | Click here |
22-March-21 | Investment Executive | “Another record year for the investment industry” | Click here |
22-March-21 | Finance et Investissement | « Conseillers divisés » | Click here |
15-March-21 | Bombay Stock Exchange Forum Views | “Closing the Critical Gaps to Protect Personal Information” | Click here |
12-March-21 | Advisor’s Edge Magazine | “Five ways Covid-19 has permanently changed wealth management” | Click here |
26-February-21 | Finance et Investissement | « Le secteur des investissements pas à l’abri de la crise, mais il résiste » | Click here |
23-February-21 | Advisor’s Edge | “IIAC calls for Hall of Fame nominations” | Click here |
23-February-21 | Investment Executive | “IIAC calls for Hall of Fame nominations” | Click here |
22-February-21 | The Globe and Mail | Op-Ed: “A strong case can be made for Ontario to support market passport system” | Click here |
18-February-21 | Investment Executive | “Investment industry not quite immune to crisis, but resilient” | Click here |
18-February-21 | Advisor’s Edge | “Investment industry not quite immune to crisis, but resilient” | Click here |
17-February-21 | Northern Miner | “Ontario taskforce aims to improve capital raising for public companies” | Click here |
16-February-21 | Investment Executive | “With Vingoe’s term ending, what’s next for the OSC?” | Click here |
3-February-21 | Investment Executive | Op-Ed: “Dealers pursue strategic partnerships to offer alternative investments to clients” | Click here |
27-January-21 | Finance et Investissement | « Proposer une « alternative » aux médecins » | Click here |
25-January-21 | Investment Executive | “Are you the keymaster?” | Click here |
25-January-21 | Investment Executive | “An independent alternative for doctors” | Click here |
18-January-21 | Thomson Reuters Regulatory Intelligence | “COVID-19 Coverage – Canada “ | Click here |
7-January-21 | Wealth Professional | Op-Ed: “Closing the critical gaps to protect personal information” | Click here |
5-January-21 | Investment Executive | “Letter: Investment industry well-positioned for the post-Covid recovery” | Click here |
For media coverage prior to 2021, please click here