The IIAC in the News

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Date

Outlet

Title of Article

URL

8-December-22 The Globe and Mail “What investment industry stakeholders are looking for from the new self-regulatory organization” Click here
7-December-22 Wealth Professional “How BIPOC advisor carved a niche as a cross-border specialist” Click here
5-December-22 Advisor’s Edge “New SRO should oversee Quebec’s fund dealers: IIAC” Click here
30-November-22 The Globe and Mail “Desjardins to acquire Guardian Capital’s insurance, wealth management operations for $750-million” Click here
21-November-22 Investment Executive “Cross-border expertise with a caring approach” Click here
10-November-22 Investment Executive “CSA to consider market data reforms” Click here
31-October-22 Cision “Raymond James Portfolio Manager Shiraz Ahmed named the winner of 2022 IIAC Top Under 40 Award” Click here
28-October-22 Investment Executive “Shiraz Ahmed named 2022 IIAC Top Under 40 award winner” Click here
28-October-22 Canada Today “Saskatchewan: Investor Protection Lighthouse?” Click here
17-October-22 Advisor’s Edge “IIAC seeks stricter regulation of market data fees” Click here
14-October-22 Wealth Professional “Digital assets are here now and will remain” Click here
11-October-22 Investment Executive “Saskatchewan: Beacon of investor protection?” Click here
20-September-22 The Globe and Mail “Raymond James’s chief executive aims to add $30-billion in assets over five years” Click here
19-September-22 Investment Executive “Retail brokerages weathered a rough second quarter” Click here
1-September-22 Finance et Investissement “La croissance de l’effet de levier est un risque potentiel pour les clients” Click here
29-August-22 Investment Executive “Fight over CRM3 feels familiar” Click here
24-August-22 Investment Executive “Growth in client leverage a potential risk” Click here
16-August-22 Wealth Professional “New SRO must provide a better investor experience” Click here
9-August-22 Investment Executive Op-Ed: “Interest rate benchmark reform requires careful execution and strong collaboration” Click here
27-July-22 Finance et Investissement “Deux Québécois récompensés par les Prix d’excellence en leadership 2022” Click here
26-July-22 Financial Post “Financial Post columnist among 2022 inductees to Canada’s Investment Industry Hall of Fame” Click here
25-July-22 Investment Executive “IIAC inducts three to Hall of Fame” Click here
25-July-22 Advisor’s Edge “IIAC inducts three to Hall of Fame” Click here
27-June-22 Advisor’s Edge “IIROC’s Kriegler to lead new SRO” Click here
27-June-22 Investment Executive “IIROC’s Kriegler to lead new SRO” Click here
13-June-22 Investment Executive “CDOR, CORRA and T+1, oh my!” Click here
10-June-22 Wealth Profesional “A big thank you to the judges of the 2022 Wealth Professional Awards” Click here
2-June-22 PWC Tax Insights “FATCA and CRS – Canada Revenue Agency outlines audit plans” Click here
16-May-22 Investment Executive “Tougher rules for complaints reporting draw criticism” Click here
25-April-22 Finance et Investissement « Les bénéfices du secteur de l’investissement s’envolent » Click here
25-April-22 The Globe and Mail “Critics question approval of Ontario group to certify financial advisers, planners” Click here
19-April-22 Investment Executive “Investment industry profits soar” Click here
19-April-22 Finance et Investissement « Un processus contesté » Click here
19-April-22 Finance et Investissement « Objectif : une surveillance proportionnée » Click here
6-April-22 Investment Executive “IIAC calls for nominations for Top Under 40 and other awards” Click here
30-March-22 The Globe and Mail “Ontario ramps up life insurance agent oversight amid advisor-planner title standards uncertainty” (for subscribers) Click here
29-March-22 Conseiller « La nouvelle loi sur les marchés financiers rejetée » Click here
25-March-22 Globe Advisor Weekly Newsletter “IIAC to put a priority on lobbying for the reduction of duplicate regulation” Click here
22-March-22 Wealth Professional “Don’t disregard households in suitability considerations, says IIAC” Click here
21-March-22 Investment Executive “Industry gives “thumbs down” to new capital markets act” Click here
20-March-22 The Globe and Mail “Scotiabank eliminates funds with embedded advisory fees for discount brokerage” (for subscribers) Click here
11-March-22 Insurance Portal “Proper training and controls can mitigate insider cyber threats” (for subscribers) Click here
10-March-22 Portail de l’Asssurance Portal « Réformes axées sur le client?: il faut améliorer l’expérience des conseillers » (for subscribers) Click here
3-March-22 Insurance Portal “Client-focused reforms: advisor experience needs improvement” (for subscribers) Click here
22-February-22 Investment Executive “Industry and investors divided over OBSI review” Click here
18-February-22 Finance et Investissement « Les sociétés d’investissement sont visées par les mesures de la loi d’urgence » Click here
16-February-22 Advisor’s Edge “Investment firms being swept into Emergency Act measures” Click here
15-February-22 Investment Executive “Executive moves this week” Click here
14-February-22 Wealth Professional “The IIAC announces upcoming appointment of Tim Currie” Click here
11-January-22 Advisor’s Edge “Market data faces scrutiny from U.K. regulator” Click here
11-January-22 Investment Executive “Market data faces scrutiny from U.K. regulator” Click here
21-December-21 Wealth Professional “Don’t let Ontario’s title protection add to regulatory confusion, IIAC says” Click here
20-December-21 Investment Executive Op-Ed: “Shortening Canada’s settlement cycle … again” Click here
22-November-21 Advisor’s Edge “IIAC flags problem of accurately valuing thinly traded securities” Click here
22-November-21 Investment Executive “Time to reform valuation practices, IIAC says” Click here
22-November-21 Investment Executive “A steady hand at the IIAC helm” Click here
22-November-21 Investment Executive “Proposed prospectus exemption raises alarm” Click here
15-November-21 Wealth Professional “Listed issuer exemption could leave investors exposed, CSA warned” Click here
15-November-21 Advisor’s Edge “Client assets soar during pandemic: IIAC” Click here
15-November-21 Investment Executive “Client assets soar during pandemic: IIAC” Click here
4-November-21 Finance et Investissement « De Croesus à Valsoft » Click here
2-November-21 Investment Executive “IIAC finalists prioritize public service” Click here
1-November-21 Investment Executive “From cold calling to top honours” Click here
29-October-21 Wealth Professional Op-Ed: “Short-term credit market functioning and projected policy” Click here
13-October-21 Portail de l’assurance « L’industrie partagée sur le cadre réglementaire des organismes d’autoréglementation » Click here
12-October-21 Investment Executive “Jonathan Lin named 2021 winner of IIAC Top Under 40 award” Click here
12-October-21 Advisor’s Edge “Jonathan Lin named 2021 winner of IIAC Top Under 40 award” Click here
12-October-21 Investment Executive “Disclosure reforms draw praise, concern” Click here
6-October-21 Insurance Portal “Industry groups respond to regulators’ self-regulatory organization consultation paper” Click here
5-October-21 Wealth Professional “Industry stakeholders weigh in on new SRO plans” Click here
27-September-21 Wealth Professional Magazine “An evolution in self-regulation” Click here
23-September-21 Tax Notes “Investor Groups Ask IRS to Suspend E-File Rule for Foreign Filers” Click here
23-September-21 Conseiller « Encore un jury de qualité pour le concours « Les conseillers à l’honneur! » Click here
20-September-21 Investment Executive “Client ID proposal raises industry ire” Click here
20-September-21 Finance et Investissement « Réactions polarisées au Québec » Click here
20-September-21 Advisor’s Edge “IIAC releases Top Under 40 nominees” Click here
20-September-21 Investment Executive “IIAC releases Top Under 40 nominees” Click here
30-August-21 Investment Executive “Banks unfazed by success of independent brokerages” Click here
23-August-21 Advisor’s Edge “Groups call for KYC to go beyond minimum standards” Click here
23-August-21 Investment Executive “Groups call for KYC to go beyond minimum standards” Click here
12-August-21 Finance et Investissement « Nouvel OAR : on doit miser sur l’expertise de l’OCRCVM » Click here
9-August-21 Conseiller « FNB : un beau parcours » Click here
6-August-21 Finance et Investissement « Nouvel OAR : accueil positif de la CSF » Click here
4-August-21 Wealth Professional Op-Ed: “The evolution of Canadian ETF product offerings” Click here
4-August-21 Wealth Professional “IIAC welcomes new president and CEO” Click here
3-August-21 The Globe and Mail “Canadian regulators to create new watchdog for investment industry, replacing IIROC and MFDA” Click here
3-August-21 Media in Toronto “Laura Paglia Becomes New Head Of IIAC” Click here
21-July-21 Investment Executive Op-Ed: “Expanded cost reporting poses an important and challenging task” Click here
14-July-21 Finance et Investissement « Solution proposée au problème d’information au client » Click here
8-July-21 Conseiller « Découvrez les intronisés du Temple de la renommée » Click here
29-June-21 Advisor’s Edge “IIAC announces 2021 hall of fame inductees” Click here
29-June-21 Investment Executive “IIAC names 2021 hall of famers” Click here
25-June-21 Wealth Professional “IIAC urges FSRA to minimize title-protection burden” Click here
25-June-21 Bank of Canada “Bank of Canada to be closed in observance of National Day for Truth and Reconciliation on September 30, 2021” Click here
16-June-21 Finance et Investissement « D’excellents résultats, malgré les perturbations » Click here
14-June-21 Investment Executive “Retail trading fuels industry profits in Q1” Click here
10-June-21 Advisor’s Edge “IIAC names new board leader” Click here
10-June-21 Investment Executive “IIAC names new chairman” Click here
10-June-21 Compliance News “IIAC Names Board Chair and Vice-Chair” Click here
8-June-21 Wealth Professional “Dealer platform advances fuel wealth industry performance: IIAC” Click here
26-May-21 Investment Executive Op-Ed: “Complex exempt market offerings require more vigorous oversight” Click here
10-May-21 The Hill Times Op-Ed: “About time to get a grip on money-laundering problems in Canada” Click here
3-May-21 Investment Executive Op-Ed: “Budget 2021 was a disappointment to the investment industry” Click here
30-April-21 Finance et Investissement « OCRCVM : une écoute appréciée » Click here
28-April-21 Wealth Professional “What Canadians like and don’t like about the budget” Click here
27-April-21 Portail de l’assurance « Le commerce des valeurs mobilières surperforme pendant la pandémie de la COVID-19 » Click here
26-April-21 Insurance Portal “Deadlines approach for industry awards nominations” Click here
22-April-21 Insurance Portal “Investment industry outperforms during the pandemic” Click here
21-April-21 Insurance Portal “Mixed industry response to 2021 federal budget” Click here
21-April-21 Wealth Professional “Federal budget fails to inspire investor confidence, says IIAC” Click here
21-April-21 The Globe and Mail “Shaw family invests in wealth manager Grayhawk” Click here
21-April-21 Finance et Investissement « L’ACCVM nomme une nouvelle présidente et chef de la direction » Click here
19-April-21 Finance et Investissement « Souplesse bien reçue » Click here
19-April-21 Investment Executive “Canadian asset managers targeting ESG boutiques” Click here
16-April-21 Investment Executive Op-Ed: “How to integrate the CIPF into a consolidated SRO” Click here
12-April-21 Investment Executive “Laura Paglia named next IIAC head” Click here
12-April-21 Advisor’s Edge “Laura Paglia named next IIAC head” Click here
12-April-21 Wealth Professional “IIAC unveils new president and CEO” Click here
12-April-21 Insurance Portal “The Investment Industry Association of Canada appoints new president” Click here
8-April-21 The Globe and Mail “Investment-industry regulator drops plan for minor-offence program” Click here
8-April-21 The Hill Times Op-Ed: “Steps Ottawa can take to restore fiscal stability” Click here
8-April-21 Wealth Professional “Canada can start afresh from CMAIO pause, says IIAC CEO” Click here
7-April-21 Investment Executive “Shuttering of national securities regulator came as no surprise to industry” Click here
7-April-21 Advisor’s Edge “Shuttering of national securities regulator came as no surprise to industry” Click here
1-April-21 Investment Executive “Letter: Industry has made significant progress on strategic issues throughout pandemic” Click here
1-April-21 Wealth Professional “SRO consolidation is ‘inevitable’, say industry groups” Click here
31-March-21 Investment Executive Op-Ed: “Positive surprises during the pandemic” Click here
31-March-21 The Globe and Mail “Federal and provincial governments shutting down national securities regulator project, sources say” Click here
31-March-21 The Globe and Mail “Investment industry groups push for quicker merger of regulators” Click here
31-March-21 Investment Executive “Industry group recommends advice-focused SRO” Click here
31-March-21 Advisor’s Edge “Industry group recommends advice-focused SRO” Click here
31-March-21 The Canadian Business Journal “Investment Industry SRO Forum makes submission to CSA” Click here
31-March-21 Zone Bourse « Le forum du secteur des placements sur les organismes d’autoréglementation (OAR) dépose un mémoire aux ACVM » Click here
31-March-21 Street Insider « Le forum du secteur des placements sur les organismes d’autoréglementation (OAR) dépose un mémoire aux ACVM » Click here
31-March-21 Yahoo Finance “Investment Industry SRO Forum makes submission to CSA” Click here
31-March-21 Canada News Media “Investment industry groups push for quicker merger of regulators – The Globe and Mail” Click here
26-March-21 Wealth Professional “Ontario on the right track with latest budget, says IIAC” Click here
26-March-21 Finance et Investissement « Cinq façons dont la COVID-19 a modifié pour de bon la gestion de patrimoine » Click here
24-March-21 The Globe and Mail “Groups call for small business to be the focus of the federal budget” Click here
22-March-21 Investment Executive “Another record year for the investment industry” Click here
22-March-21 Finance et Investissement « Conseillers divisés » Click here
15-March-21 Bombay Stock Exchange Forum Views “Closing the Critical Gaps to Protect Personal Information” Click here
12-March-21 Advisor’s Edge Magazine “Five ways Covid-19 has permanently changed wealth management” Click here
26-February-21 Finance et Investissement « Le secteur des investissements pas à l’abri de la crise, mais il résiste » Click here
23-February-21 Advisor’s Edge “IIAC calls for Hall of Fame nominations” Click here
23-February-21 Investment Executive “IIAC calls for Hall of Fame nominations” Click here
22-February-21 The Globe and Mail Op-Ed: “A strong case can be made for Ontario to support market passport system” Click here
18-February-21 Investment Executive “Investment industry not quite immune to crisis, but resilient” Click here
18-February-21 Advisor’s Edge “Investment industry not quite immune to crisis, but resilient” Click here
17-February-21 Northern Miner “Ontario taskforce aims to improve capital raising for public companies” Click here
16-February-21 Investment Executive “With Vingoe’s term ending, what’s next for the OSC?” Click here
3-February-21 Investment Executive Op-Ed: “Dealers pursue strategic partnerships to offer alternative investments to clients” Click here
27-January-21 Finance et Investissement « Proposer une « alternative » aux médecins » Click here
25-January-21 Investment Executive “Are you the keymaster?” Click here
25-January-21 Investment Executive “An independent alternative for doctors” Click here
18-January-21 Thomson Reuters Regulatory Intelligence “COVID-19 Coverage – Canada “ Click here
7-January-21 Wealth Professional Op-Ed: “Closing the critical gaps to protect personal information” Click here
5-January-21 Investment Executive “Letter: Investment industry well-positioned for the post-Covid recovery” Click here

For media coverage prior to 2021, please click here

 

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