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For a full list of our upcoming events, click here.
SRO Examination Series 2 – Trading Conduct Compliance Exam
- April 04, 2023
- 8:00 am - 10:30 am
Washing Away Green Washing Risk
- April 11, 2023
- 3:00 pm - 4:00 pm
SRO Examination Series 3 – Business Conduct Compliance Exam
- May 09, 2023
- 8:00 am - 10:30 am
Key Considerations in ETF Portfolio Construction
- May 16, 2023
- 3:00 pm - 4:00 pm
Compliance & Legal: Everything You Wanted To Know But Were Afraid To Ask
- June 05, 2023
- 8:00 am - 6:30 pm