Tim has held multiple senior roles in business development and regulatory affairs. Most recently, Tim was a Principal with CanReg Consulting, working with TD Bank on the implementation of the Client Focused Reforms for all of the bank’s wealth management businesses.
Prior to this, Tim was Vice President Regulatory Affairs at CI Investments Inc. where he led CI Investment’s advocacy efforts with all industry stakeholders. In this role, Tim was responsible for the development of a comprehensive regulatory strategy in response to domestic and international regulatory and legislative reforms impacting both investment management and wealth management.
Previously, as Vice President, Policy and Regulatory at CI Investments, he created and implemented processes for evaluating the impact of proposed regulatory and legislative changes on various operating businesses. He also managed the Policy Team at CI Investments, including the Chief Privacy Officer and the Anti-Money Laundering Officer, to ensure compliance with all applicable regulations.
Formerly, Tim was also Director, Special Projects, Regulatory and Policy Matters at Assante Wealth Management where he directed the successful implementation of significant regulatory reforms that required changes to back-office processing, account statements, advisor and client reporting.
We are very happy to welcome Tim to the IIAC team. His knowledge and experience will be an asset to all IIAC stakeholders.