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pdf

163 KB

Capital Markets

IIAC Comments on CSA Proposal to Introduce a Listed Issuer Financing Exemption

Published: October 26, 2021

pdf

422 KB

Capital Markets

IIAC Calls on Canadian Securities Regulators to Improve the Way Thinly Traded Securities are Valued

Published: October 21, 2021

pdf

187 KB

Wealth

IIAC Comments on the Regulation of the Titles Financial Planner and Financial Advisor in New Brunswick to the Financial and Consumer Services Commission of New Brunswick

Published: October 12, 2021

pdf

200 KB

Wealth

IIAC and FMFD Responds to FSRA Fee Proposal

Published: October 5, 2021

pdf

340 KB

Capital Markets Wealth

IIAC Responds to CSA Proposal to Create New Self-Regulatory Organization

Published: October 4, 2021

pdf

223 KB

Wealth

IIAC Responds to Saskatchewan’s Proposed Regulations for Financial Planners and Financial Advisors

Published: October 1, 2021

pdf

425 KB

Capital Markets Wealth Tax

IIAC Responds to IRS Electronic Filing Requirements for Specified Returns and Other Documents

Published: September 21, 2021

pdf

677 KB

Capital Markets

IIAC Responds to Consultation on Amendments to Continuous Disclosure Obligations

Published: September 17, 2021

pdf

202 KB

Capital Markets

IIAC Comments on IIROC Rules and Form 1 Relating to the Futures Segregation and Portability Customer Protection Regime

Published: August 26, 2021

pdf

276 KB

Capital Markets Wealth

IIAC Comments on MXR Consultation Paper on New Client Identifiers and Other Markers at Order Entry

Published: August 25, 2021

pdf

205 KB

Capital Markets Wealth

IIAC Comments on MXR Span Methodology for Client Accounts

Published: August 24, 2021

pdf

386 KB

Wealth

IIAC Responds to IIROC Proposed Guidance on KYC and Suitability Determination

Published: August 20, 2021