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CIRO New Issues Data Q3-2024

CIRO New Issues Data Q3-2024

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244 KB

Wealth

IIAC Continues to Encourage New Brunswick to Avoid Duplication of Oversight of Financial Advisor and Financial Planner Titles

Published: October 3, 2022

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292 KB

Wealth

IIAC declines Saskatchewan’s Proposals for Financial Advisor and Financial Planner Titles

Published: September 20, 2022

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276 KB

Capital Markets Wealth Tax

IIAC Requests Accommodations for Foreign Filers to Access IRS FIRE System

Published: August 29, 2022

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333 KB

Wealth

IIAC Provides Analysis to the CSA and CCIR on Proposed Amendments to Total Cost Reporting for Investment Funds and Segregated Funds

Published: July 27, 2022

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263 KB

Capital Markets

IIAC Comments on Access Equals Delivery Model for Non-Investment Fund Reporting Issuer

Published: July 6, 2022

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319 KB

Capital Markets Wealth

IIAC Encourages and Supports CSA Efforts to Achieve a Harmonious Transition to a Fresh SRO

Published: June 24, 2022

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387 KB

Capital Markets Wealth

IIAC Responds to IIROC Proposed Derivatives Rule Modernization

Published: June 13, 2022

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367 KB

Capital Markets Tax

IIAC Seeks IRS relief from Withholding Requirements for Publicly Traded Partnership Distributions

Published: May 31, 2022

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215 KB

Wealth

IIAC Seeks to Amend Proposed Principles of Conduct for Insurance Intermediaries

Published: May 20, 2022

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135 KB

Capital Markets Wealth Tax

IIROC OECD CARF and CRS Amendments Submission

Published: April 28, 2022

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226 KB

Capital Markets Wealth

IIAC Responds to IIROC Consultation on Reporting, Investigations and Client Complaints

Published: April 14, 2022

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296 KB

Capital Markets

IIAC Responds to SEC T+1 Consultation

Published: April 11, 2022