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CIRO New Issues Data Q3-2024

CIRO New Issues Data Q3-2024

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pdf

431 KB

Wealth

IIAC: Changing Regulation to Meet Investors Expectations: People and Households

Published: December 19, 2023

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328 KB

Capital Markets

IIAC – SEC Market Structure Proposals – Considerations for Canadian Capital Markets

Published: December 5, 2023

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279 KB

Capital Markets Wealth

IIAC: Investing in Better Regulation: Getting it Done Right

Published: November 30, 2023

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662 KB

Wealth

IIAC: Investors Deserve Dispute Resolution Options

Published: November 23, 2023

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380 KB

Capital Markets Wealth Tax

IIAC: Comments on Tax Reporting For Partnerships Conducting Business in the US.

Published: October 13, 2023

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885 KB

Capital Markets Wealth

IIAC: CIRO Proposed Clarifying Amendments to Registration and Proficiency Requirements

Published: October 2, 2023

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276 KB

Wealth

IIAC to Manitoba: Titles are Regulated By CSA and CIRO

Published: September 29, 2023

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203 KB

Capital Markets Wealth

Reforming Canada’s Market Data Regulation

Published: September 29, 2023

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260 KB

Capital Markets Wealth

IIAC: Brushing Up Industry Education Models

Published: September 20, 2023

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239 KB

Capital Markets Wealth

IIAC: Recommendations for OSC Enforcement Money

Published: September 18, 2023

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304 KB

Capital Markets Wealth

Market Data: Through A Glass Darkly, Article By Tee Williams

Published: August 31, 2023

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384 KB

Capital Markets Wealth

IIAC: Strengthening Canada’s Anti-Money Laundering Regime

Published: August 15, 2023