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CIRO New Issues Data Q3-2024

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202 KB

Capital Markets

IIAC Comments on IIROC Rules and Form 1 Relating to the Futures Segregation and Portability Customer Protection Regime

Published: August 26, 2021

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276 KB

Capital Markets Wealth

IIAC Comments on MXR Consultation Paper on New Client Identifiers and Other Markers at Order Entry

Published: August 25, 2021

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205 KB

Capital Markets Wealth

IIAC Comments on MXR Span Methodology for Client Accounts

Published: August 24, 2021

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386 KB

Wealth

IIAC Responds to IIROC Proposed Guidance on KYC and Suitability Determination

Published: August 20, 2021

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141 KB

Capital Markets Wealth

IIAC Requests Extension on MXR COVID-19 Measures

Published: August 19, 2021

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133 KB

Capital Markets Wealth

IIAC Responds to the Ontario Government’s Public Consultation on Modernizing Privacy in Ontario

Published: August 10, 2021

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