Date: 03/24/2025
Session Start Time: 12:00 pm EST
Session End Time: 1:00 pm EST
Location: Virtual
To Register, click here: https://events.zoom.us/
This webinar will address:
- Key requirements
- Common roadblocks
- Practical considerations
for CIRO’s Amendments to UMIR (blackline) and Guidance regarding a ‘reasonable expectation’ to settle a short sale.
Moderator:
Laura Paglia | President and CEO | Investment Industry Association of Canada
Speakers:
Geoffrey Cher | Partner, Financial Services, Technology, Alternative Assets, Digital Economy | Mintz
Francesca Guolo | Partner, Head: Financial Services Regulatory Practice, Structured Finance and Derivatives Practice | Goodmans LLP
Shahen Mirakian | Partner, Structured Finance, Derivatives & Securitization | McMillan
A Question-and-Answer period will also be available. To pre-submit your questions, click here.