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SOLD OUT: IIAC Winter Compliance and Operations Symposium: Feb 27 2014

 

                      *** SOLD OUT ***

 

 

Date:                February 27, 2014 (8:00 a.m. to 4:30 p.m.)

Location:        The Toronto Board of Trade
                           First Canadian Place, 77 Adelaide Street West, 4th Floor, Toronto, ON


Join us for this full-day event to hear from industry professionals about many considerations raised by current policy and regulatory reforms impacting the securities industry.  Network with peers throughout the day and during the cocktail reception.

 

Panel sessions to include:

  • “Should You Press Send?” – Navigating the New Anti-Spam Regulations
  • Foreign Account Tax Compliance Act (FATCA) – What you need to know
  • Development in Listed Derivatives
  • Industry Observations on Seniors as Clients
  • Client Relationship Model (CRM) – Clock is Ticking: 336 days down, 869 to go
  • Anti-Money Laundering – New Requirements and FINTRAC Guidance

IIAC Member $250.00
Non-Member $325.00
(Prices do not include HST)


Agenda


For any questions please email pflores@iiac.ca 

 

Presenting Sponsor

 


Breakfast and Morning Break Sponsor
 
National Bank Correspondent Network Logo

 

 

 

 

 


Lunch and Afternoon Break Sponsor

 

 

 


Cocktail Reception Sponsor

 

 

 

 

 

 General Sponsor

 

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