BENCHMARK REFORM – THE TRANSITION FROM CDOR TO CORRA
Description Date: 03/07/23 Start time: 4:00 pm End time: 6:30 pm Location: Ivey Donald K. Johnson Centre (King Room), 130 King St W, Toronto Join our group of panelists to discuss the transition away from CDOR including the deadline and the impact on CDOR derivatives, notes, bonds and loans. Moderator: Karl Wildi | Managing […]
SRO Examination Series 2 – Trading Conduct Compliance Exam
Description Date: 04/04/23 Start time: 8:00 am End time: 10:30 am Location: Investment Industry Association of Canada, 100 Wellington St W, Suite 1910, Toronto Register for the on-demand course: https://iiac-accvm.ca/courses/2023-sro-examination-series-2-trading-conduct-compliance-exam/ The Compliance team of The New Self-Regulatory Organization of Canada, a consolidation of IIROC and the MFDA, regularly examines Dealer Member firms to […]
SRO Examination Series 3 – Business Conduct Compliance Exam
Description Date: 05/09/23 Registration & Breakfast: 8:00 am Start Time: 9:00 am End time: 10:30 am Location: 100 Wellington St W. Suite 1910, Toronto Register for the on-demand course: https://iiac-accvm.ca/courses/2023-sro-examination-series-3-business-conduct-compliance-exam/ The Compliance team of The New Self-Regulatory Organization of Canada, a consolidation of IIROC and the MFDA, regularly examines Dealer Member firms to […]
A Conversation With the IRS
Date: Wednesday, May 17 Time: 2:00 pm – 3:00 pm Location: Virtual Register for the event here. The webinar will focus on: New QI Agreement and Changes Related to Section 1446(f) Additional Guidance Related to Withholding under Section 1446(f) (Notice 2023-8) Temporary Relief for foreign financial institutions (FFIs) to Report U.S. TINs (Notice […]
Compliance & Legal: Everything You Wanted To Know But Were Afraid To Ask
Description Date: 06/05/23 Registration & Breakfast: 8:00 am Start time: 9:00 am End Time: 4:00 pm Reception End Time: 6:30 pm Location: Delta Hotel, (Kensington Room), 75 Lower Simcoe Street, Toronto Register for the on-demand course: https://iiac-accvm.ca/courses/2023-compliance-legal-conference-everything-you-wanted-to-know-but-were-afraid-to-ask/ View the Event Agenda here. The roles of Compliance, Legal, Audit and Risk are in […]
Investment Management Summit
Description Date: 06/20/23 Registration & Breakfast: 8:00 am Start time: 9:00 am End Time: 6:30 pm (including cocktail reception) Location: Park Hyatt, Park Hyatt Ballroom, 4 Avenue Rd, Toronto Register for the on-demand course: https://iiac-accvm.ca/courses/2023-investment-management-summit/ View the Event Agenda here. This conference brings together the rainmakers of the Canadian Wealth industry to […]
Tax Insights Panel Discussion For Financial Institutions
Description Date: 09/14/23 Registration & Breakfast: 8:00 am Start time: 8:30 am End Time: 10:00 am Location: IIAC Office, 100 Wellington St W, 19th floor, Toronto Register for the on-demand course: https://iiac-accvm.ca/courses/2023-tax-insights-panel-capital-markets-tax-issues/ Join us for breakfast on Thursday, September 14 for a discussion of the latest developments on the domestic, U.S. and international […]
IT’S TIME TO TALK ABOUT THE “S” AND “G” – LOOKING AT THE FINANCIAL INDUSTRY THROUGH A SOCIAL AND GOVERNANCE LENS
Description Date: 09/21/23 Registration & Breakfast: 8:30 am Start time: 9:30 am End Time: 3:15 pm, followed by a cocktail reception Location: One King West Hotel, Grand Banking Hall, 1 King St W, Toronto ON Register for the on-demand course: https://iiac-accvm.ca/courses/its-time-to-talk-about-the-s-and-g-looking-at-the-financial-industry-through-a-social-and-governance-lens/ VIEW THE EVENT AGENDA HERE. DON’T MISS OUT ON THE CONFERENCE […]
SRO Examination Series 4: Derivatives Trade Desk Review (Bourse de Montreal and CIRO)
Description Date: 09/27/23 Registration & Breakfast: 8:00 am Start time: 9:00 am End Time: 10:30 am Location: IIAC Office, 100 Wellington St W, Toronto ON WHAT DO YOU WANT TO KNOW ABOUT DERIVATIVES TRADE DESK REVIEWS? The IIAC is delighted to welcome THE MONTREAL EXCHANGE, CIRO AND NATIONAL BANK FINANCIAL: Speakers: Karen McMeekin, President, […]
ANTI-MONEY LAUNDERING SPEAKER SERIES – LOOKING AT AML THROUGH A LENS YOU’VE NEVER SEEN
Description Date: 10/18/23 Registration & Breakfast: 9:00 am Start time: 9:30 am End Time: 11:00 am Location: IIAC Office, 100 Wellington St W, Suite 1910, Toronto Delve into the dark world of fraud, corruption, and money laundering with a rare view from the inside. From touching on inconvenient issues like security, hiring decisions and […]
