Registration & Breakfast: 8:00 am
Start time: 9:00 am
End Time: 4:00 pm
Reception End Time: 6:30 pm
Location: Delta Hotel, (Kensington Room), 75 Lower Simcoe Street, Toronto
View the Event Agenda here.
The roles of Compliance, Legal, Audit and Risk are in a constant state of evolution. The challenges of supporting business innovation while executing effective monitoring, supervision, and oversight, are plentiful and are compounded by evolving regulatory focus and expectations. Our panels of experts and leaders in their fields will help provide clarity and definition on industry ‘hot topics’ with meaningful insight to get through the next 12 months and onward.
Mo Asadi, Senior Vice President, Head of Legal and Compliance, PIMCO Canada
Brad Beuttenmiller, Sr. Associate General Counsel, Franklin Templeton
Stephen Erlichman, Partner, Fasken; Author of “Making it Mutual: Aligning the Interests of Investors and Managers — Recommendations for a Mutual Fund Governance Regime for Canada”
Kelley Hoffer, Managing Director, Country Head of Compliance & Operational Risk (Canada), Bank of America
Jasmin Jabri, Managing Director, Investment Management, IIAC
Supriya Kapoor, Principal, Aurelius G.R.P.
Debra Foubert, Director, Compliance & Registrant Regulation, OSC
Liam Mason, Chief Risk Officer, Laurentian Bank of Canada
Philippe Pellerin, Manager, Supervision Division, FCAC
Nathalie Sirois, Senior Director, Prudential Supervision, AMF
Arlene Stephens, Senior Director, Non-Financial Risk, OSFI
Samir Khan, Partner and Deputy General Counsel, Deloitte
Gillian Seidler, Vice President & CCO, Mackenzie Financial
Catherine Chamberlain, Head of Legal & Compliance, Americas, Vanguard
Liane Kim, Senior Vice President, Internal Audit, Home Trust
Ilona Niemi, Compliance Executive, Advisory Council for Law & Business at Ted Rogers School of Management
Elise Renaud, Partner, Investment Management, Fasken
Jacqueline Sanz, Managing Director, Risk & Compliance, Protiviti
Sue-Ling Yip, Partner, Risk Consulting & Financial Crimes, KPMG
*** This session may be eligible for CE credits ***
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