WEBINAR: Preparing for Client Focused Reform Requirements:
Time: 1:00 – 2:15 pm ET
Date: January 21, 2021
Join SIFMA, the SIFMA Compliance & Legal Society, and the IIAC for our latest webinar on how member firms are approaching and preparing for both the Client Focused Reforms and the changes IIROC is making to align with new requirements and increased standards and expectations.
Learn what Canadian industry members should expect after December 31, 2021.
Moderator: Marissa Cusi, Director, Compliance – Canada, Edward Jones
Nick Cardinale, Chief Compliance Officer – RBC Wealth Management Canada, RBC
Richard J. Corner, Vice President and Chief Policy Advisor, Member Regulation and Acting Vice President, Member Regulation Policy, Investment Industry Regulatory Organization of Canada (IIROC)
Rebecca Cowdery, Partner, Borden Ladner Gervais LLP
The webinar is complimentary for employees of IIAC member firms. To register please email Maria Nash (firstname.lastname@example.org) using IIAC-SIFMA Webinar Registration in the subject line. You will be provided with a code to use to register here at no cost.