Search
Close this search box.

EVENTS

Home / Events

Webinar: Client Focused Reforms – How Well Do You Know Your Product?

 

February 24, 2022 | 2:00 pm – 3:30 pm ET

Enhanced know-your-product (KYP) requirements of the client focused reforms put the spotlight on firm and advisor knowledge.

Learn more about KYP obligations for advisors and registered firms, tools and automated processes to support the new requirements, training support, and next steps.

Speakers

Dave Carr-Pries, Vice President, Product & Marketing, InvestorCOM Inc.

Jeff Harvie, Partner & Head of Growth, Four Eyes Financial

Nancy Mehrad, Founder & CEO, Registrant Law

Scott Wilkinson, Partnerships, Innovation, Corporate Development and Business Development, Broadridge Financial Solutions

 

*** This webinar may be eligible for CE credits ***

 

Click HERE to register.

 

THANK YOU TO OUR SPONSORS:

 

GOLD SPONSOR

 

SILVER SPONSORS

 

 

Reset Forgotten Password
Forgot username? Click here

NOTE: Your username is your email address UNLESS you have changed it.

.

By providing us with your information, you agree that this information will be processed in accordance with the IIAC’s Privacy Policy, which can be found here.