Small Dealer Symposium: Strategies for Success in the New Financial World – September 2011
Introductions
Panel 1 – State of the Industry
Brokerage Industry – Unfolding Trends, Opportunities and Challenges [PDF]
Navigating Winds of Change in the Canadian Securities Industry [PDF]
Panel 2 – Setting Your Firm up for Success
Business Trends PM Migration [PDF]
Evolution or Revolution [PDF]
Management Issues for Small Firms [PDF]
Your Value Proposition [PDF]
Your World is Changing [PDF]
Panel 3 – Strategic Transactions
Buying and Selling a Wealth Management Firm [PDF]
FS Wealth Management POV [PDF]
The National Brand [PDF]
Panel 4 – Operational Considerations in Planning – Execution of a Strategic Transaction
Smarten Up Institute [PDF]