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Upcoming Presentations

Upcoming Presentations

 

 

Past Presentations

 

2_ColourIan Russell, President and CEO
C.D. Howe Institute’s “Regulator” Reform: 2018 Annual Financial Services Conference
Panel Discussion (Ian Russell): Mandate Review – Is it time for a change?
Other Panels Include: Regulatory Ease – Where is the Pendulum? Cooperation and Harmonization – Where are the Gaps?
December 13, 2018
Toronto, ON

For more information on this event, please click here.

 

2_ColourIan Russell, President and CEO
The Canadian Institute’s Regulatory Compliance for Financial Institutions conference
Interactive panel: Market Conduct & Compliance
November 27, 2018
Toronto, ON

For more information on this event, please click here.

 

 

2_ColourIan Russell, President and CEO
Knowledge Bureau’s Distinguished Advisor Conference
Understanding the CSA proposal on best interests and embedded compensation
November 14, 2018
Quebec City, QC

For more information on this event, please click here.

 

 

ma (2)Michelle Alexander, Vice President
BLG’s 2018 Aging Investors Seminar Series “What To Do Now?”
Issues that require urgent attention and how to address them
May 23, 2018
Toronto ON

For more information on this event, please click here.

 

 

2_ColourIan Russell, President and CEO
Empire Club of Canada
Annual Investment Outlook 2018 Luncheon
January 11, 2018
Toronto ON

For more information on this event, please click here.

 

 

Capture 2Adrian Walrath, Assistant Director
The Canadian Institute, Common Reporting Standard (CRS) Compliance Conference
“Interactive Panel: Withholding Requirements for QIs, QDDs & Impacts on Canadian Dealers”
October 17-18, 2017
Toronto ON

For more information on this event, please click here.

 

Capture 4Jack Rando, Managing Director
IIROC – 2017 Financial Administrators Section (FAS) Conference
September 7-10, 2017
Kelowna BC

For more information on this event, please click here.

 

 

 

ma (2)Michelle Alexander, Vice President
CLS Education Sub-Committee
“The Future (if any?) of Embedded Commissions”
May 9, 2017
Toronto ON

For more information on this event, please click here.

 

 

ma (2)Michelle Alexander, Vice President
10th Annual Focus Event on Registrant Regulation Conduct and Compliance
“Best Interest Standards”
May 2, 2017
Toronto ON

For more information on this event, please click here.

 

2_ColourIan Russell, President and CEO
The New Paradigm of Financial Advice: C.D. Howe Institute Conference March 30-31, 2017
Toronto ON

For more information on this event, please click here.

 

 

 

2_ColourIan Russell, President and CEO
Empire Club of Canada
Annual Investment Outlook 2017 Luncheon
January 5, 2017
Toronto ON

The speech is available here.

 

 

2_ColourIan Russell, President and CEO
Conference Board of Canada
Entrepreneur & Investor Immigration Summit 2016: Vision, Action, Prosperity
December 6-7, 2016
Toronto ON

For more information on this event, please click here.

 

 

2_ColourIan Russell, President and CEO
Ontario Securities Commission Roundtable
Proposed Best Interest Standard and Targeted Reforms to Enhance the Client-Registrant Relationship
December 6, 2016
Toronto ON

For more information on this event, please click here.

 

 

Capture 4Jack Rando, Managing Director
IIROC – 2016 Financial Administrators Section (FAS) Conference
“Business Trends and Performance in Canada’s Securities Industry”
September 8-11, 2016
St. Andrews By-The-Sea, NB

For more information on this event, please click here.

 

 

2_ColourIan Russell, President and CEO
Japan Securities Dealers Association (JSDA) / Investment Industry Association of Canada (IIAC), Japanese Securities Market Seminar
“Opening Remarks” and Master of Ceremonies
March 8, 2016
Toronto ON

 

 

2_ColourIan Russell, President and CEO
C.D. Howe Institute Roundtable
“The Role of Regulation in Retail Financial Services”
March 1, 2016
Toronto ON

For more information on this event, please click here.

 

 

ma (2)Michelle Alexander, Vice President
Women in Capital Markets (WCM) Seminar
“Managing Risk and Finding Opportunities in the New Regulatory Landscape”
January 20, 2016
Toronto ON

For more information on this event, please click here.

 

 

2_ColourIan Russell, President and CEO
Empire Club of Canada, Annual Investment Outlook Luncheon
“IIAC Survey of Canada’s Investment Dealer CEOs”
January 5, 2016
Toronto ON

The speech is available here.

 

 

ma (2)Michelle Alexander, Vice President
IIROC – CLS Compliance Conference 2015
“Co-Operative Capital Markets Regulator”
December 1, 2015
Toronto ON

For more information on this event, please click here.

 

 

2_ColourIan Russell, President and CEO
Knowledge Bureau, Distinguished Advisor Conference
“Preparing For Cyber Security Risks: Risk-Based Compliance”
November 8-11, 2015
Puerto Vallarta, Mexico

For more information on this event, please click here.

 

 

Capture

Susan Copland, Managing Director
Halifax Chamber of Commerce Business Leaders Luncheon
“Cybersecurity in the Financial Industry”
October 27, 2015
Halifax NS

For more information on this event, please click here.

 

 

2_ColourIan Russell, President and CEO
American Leaders, Derivatives World Congress
“Regulatory Update: Road-map 2015 and Beyond”
October 7-8, 2015
Chicago IL

The speech is available here.

 

 

2_ColourIan Russell, President and CEO
Bloomberg LIVE, Canadian Fixed Income Conference
“Bond Market Liquidity”
September 30, 2015
New York NY

For more information on this event, please click here.

 

 

Capture 2Adrian Walrath, Assistant Director
Investment Executive, CRM2 Breakfast Seminar
“CRM2 and How Advisors Can Better Prepare”
September 17, 2015
Toronto ON

For more information on this event, please click here.

 

 

Capture 4Jack Rando, Managing Director
IIROC Financial Administrators Section (FAS) Conference
“Business Trends and Performance in Canada’s Securities Industry”
September 10-13, 2015
Whistler AB

The presentation is available here.

 

 

 

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