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SRO Examination Series 4: Derivatives Trade Desk Review (Bourse de Montreal and CIRO)
- September 27, 2023
- 8:00 am - 10:30 am
IT’S TIME TO TALK ABOUT THE “S” AND “G” – LOOKING AT THE FINANCIAL INDUSTRY THROUGH A SOCIAL AND GOVERNANCE LENS
- September 21, 2023
- 8:30 am - 4:30 pm
Tax Insights Panel Discussion For Financial Institutions
- September 14, 2023
- 8:00 am - 10:00 am
Investment Management Summit
- June 20, 2023
- 8:00 am - 6:30 pm
Compliance & Legal: Everything You Wanted To Know But Were Afraid To Ask
- June 05, 2023
- 8:00 am - 6:30 pm
A Conversation With the IRS
- May 17, 2023
- 2:00 pm - 3:00 pm
SRO Examination Series 3 – Business Conduct Compliance Exam
- May 09, 2023
- 8:00 am - 10:30 am
SRO Examination Series 2 – Trading Conduct Compliance Exam
- April 04, 2023
- 8:00 am - 10:30 am
BENCHMARK REFORM – THE TRANSITION FROM CDOR TO CORRA
- March 07, 2023
- 4:00 pm - 6:30 pm