The Client Focused Reforms set out a suitability determination, but what does that mean practically? Now that firms have had time to implement and consider their programs, we will discuss a number of areas including:
- What is a “client interest first’ standard?
- Have the rules impacted advisors’ ability to use professional judgement for recommendations?
- Has householding been made easier for investors?
REGISTER FOR THE WEBINAR HERE.
Moderator
Laura Paglia | President and Chief Executive Officer | Investment Industry Association of Canada (IIAC)
Speakers
Julie Gallagher | Senior VP and Chief Compliance Officer | iA Private Wealth
Anthony Giglio | VP TD Wealth | Investment Management Research & Product Shelf Management
Susan Silma | Head of Risk and Regulatory Business Practices | Sun Life Distributors