February 24, 2022 | 2:00 pm – 3:30 pm ET
Enhanced know-your-product (KYP) requirements of the client focused reforms put the spotlight on firm and advisor knowledge.
Learn more about KYP obligations for advisors and registered firms, tools and automated processes to support the new requirements, training support, and next steps.
Dave Carr-Pries, Vice President, Product & Marketing, InvestorCOM Inc.
Jeff Harvie, Partner & Head of Growth, Four Eyes Financial
Nancy Mehrad, Founder & CEO, Registrant Law
Scott Wilkinson, Partnerships, Innovation, Corporate Development and Business Development, Broadridge Financial Solutions
*** This webinar may be eligible for CE credits ***
Click HERE to register.
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