POSTPONED: IIAC Compliance and Operations Symposium | Toronto


IIAC Compliance and Operations Symposium

Date: Spring 2021

Time: 8:00 am – 5:00 pm

Location: Vantage Venues, 150 King Street West, 16th floor, Toronto

A full-day event of perspectives on topical issues impacting compliance and operations professionals within Canada’s securities industry.


Discussions will include:

• Data Privacy

• Client Focused Reforms

• RegTech – Digitization, Onboarding

• Online Hubs/Funnels – electronically connecting manufacturers, distributors and intermediaries

• Environmental, Social, and Governance (ESG) factors and their impact on KYC, suitability, and risk ratings of securities

• Changes to the Canada Deposit Insurance Framework

• SRO Consolidation


Thank You to Our Sponsor


Lunch Sponsor

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